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Nomura Securities Associate Vice President Interview Questions and Answers

Updated 19 Jun 2024

Nomura Securities Associate Vice President Interview Experiences

1 interview found

Interview experience
3
Average
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Not Selected

I applied via Recruitment Consulltant and was interviewed in Dec 2023. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What is IRS product
  • Ans. 

    IRS product refers to the various services and tools provided by the Internal Revenue Service to help taxpayers comply with tax laws and regulations.

    • IRS product includes tax forms, publications, online tools, and resources for taxpayers.

    • Examples of IRS products are Form 1040 for individual tax returns, Publication 17 for tax guidelines, and the IRS website for online services.

    • IRS product also includes educational mater...

  • Answered by AI
  • Q2. Can we get failed trade data from CTM tool
  • Ans. 

    Yes, failed trade data can be retrieved from the CTM tool.

    • Failed trade data can be accessed through the CTM tool's reporting feature.

    • Users can generate reports specifically for failed trades.

    • The CTM tool provides detailed information on failed trades such as reasons for failure and resolution steps.

  • Answered by AI

Interview questions from similar companies

Interview experience
3
Average
Difficulty level
-
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Aug 2024. There was 1 interview round.

Round 1 - Technical 

(2 Questions)

  • Q1. What are the exchangr alerts handled
  • Ans. 

    Exchange alerts are handled by monitoring market fluctuations and notifying relevant parties.

    • Exchange alerts are generated based on market conditions such as price changes, volume spikes, or news events.

    • Alerts are typically sent to traders, investors, and other stakeholders to keep them informed and potentially take action.

    • Automated systems can be used to trigger alerts based on predefined criteria, or alerts can be ma...

  • Answered by AI
  • Q2. What are the controls placed
  • Ans. 

    Controls are measures put in place to manage risks and ensure compliance.

    • Controls can include policies, procedures, guidelines, and automated mechanisms.

    • Examples of controls include access controls, segregation of duties, and encryption.

    • Controls are designed to prevent errors, fraud, misuse, and unauthorized access.

    • Regular monitoring and testing of controls is essential to ensure effectiveness.

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare well with regulatory requirements
Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Coding Test 

Hacker Rank coding test

Round 2 - Technical 

(2 Questions)

  • Q1. Java design patterns, cloud, challenges
  • Q2. Technical leadership
Round 3 - One-on-one 

(2 Questions)

  • Q1. Hiring manager round
  • Q2. Project specific
Round 4 - HR 

(2 Questions)

  • Q1. Company details
  • Q2. Benefits, opportunities
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
No response

I was interviewed in Mar 2024.

Round 1 - Technical 

(4 Questions)

  • Q1. How to manage work if one employee is on annual leave and another one takes a sick leave
  • Ans. 

    Delegate tasks, prioritize work, communicate with team members, adjust deadlines if necessary

    • Delegate tasks to other team members to ensure work continues smoothly

    • Prioritize work based on urgency and importance

    • Communicate with team members about the situation and any adjustments that may be needed

    • Adjust deadlines if necessary to accommodate the absence of employees

    • Consider bringing in temporary help or redistributing w

  • Answered by AI
  • Q2. What is investment company act 1940
  • Ans. 

    The Investment Company Act of 1940 regulates the organization of investment companies and the activities they engage in.

    • Passed in 1940 to regulate the organization and activities of investment companies

    • Requires registration with the SEC and disclosure of financial information to investors

    • Sets standards for governance, operations, and transactions of investment companies

    • Designed to protect investors from fraud and confl

  • Answered by AI
  • Q3. Where do you see yourself in the next 5yrs
  • Q4. What are your strengths
Interview experience
1
Bad
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(2 Questions)

  • Q1. Risk and Return comparison of different banking products
  • Ans. 

    Different banking products offer varying levels of risk and return for investors.

    • Banking products like savings accounts offer low risk but also low return

    • Investing in stocks or mutual funds carries higher risk but potential for higher returns

    • Certificates of deposit (CDs) offer a middle ground with moderate risk and return potential

  • Answered by AI
  • Q2. With above comparison, which are your product recommendation for bank.
  • Ans. 

    I recommend implementing a digital banking platform with features like mobile banking, online account opening, and AI-powered chatbots.

    • Implement a user-friendly mobile banking app for easy access to accounts and transactions

    • Offer online account opening to attract new customers and streamline the onboarding process

    • Integrate AI-powered chatbots for customer support and assistance with basic banking tasks

  • Answered by AI
Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. You have worked with different CEOs how has it been working with different CEOs
  • Q2. Why you want to join this company

Interview Preparation Tips

Interview preparation tips for other job seekers - Just be yourself
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Recruitment Consulltant and was interviewed before Apr 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. Based on Core Investment Banking question
  • Q2. Deep Finance Knowledge

Interview Preparation Tips

Interview preparation tips for other job seekers - Have a in dept finance knowledge. Don't bluff and stick to your real experience
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Naukri.com and was interviewed in Feb 2024. There were 2 interview rounds.

Round 1 - Group Discussion 

Technical Questions on .Net, Database, System Design and DevExpress

Round 2 - Assignment 

Develop POC kind of application.

Interview Preparation Tips

Interview preparation tips for other job seekers - Company is good in terms of technology stack. GoLang, C++, C#.Net and more programming language is used. You can give a try. Best Wishes
Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(1 Question)

  • Q1. Technical java question about strings and regex
Interview experience
4
Good
Difficulty level
Moderate
Process Duration
4-6 weeks
Result
Not Selected

I applied via Recruitment Consulltant and was interviewed in Apr 2024. There were 2 interview rounds.

Round 1 - Aptitude Test 

APTA test of 100 questions

Round 2 - One-on-one 

(1 Question)

  • Q1. Analytical thinking on project

Nomura Securities Interview FAQs

How many rounds are there in Nomura Securities Associate Vice President interview?
Nomura Securities interview process usually has 1 rounds. The most common rounds in the Nomura Securities interview process are One-on-one Round.
What are the top questions asked in Nomura Securities Associate Vice President interview?

Some of the top questions asked at the Nomura Securities Associate Vice President interview -

  1. Can we get failed trade data from CTM t...read more
  2. What is IRS prod...read more

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