Who regulates Stock markets in US

Question

Accepted Answer

Securities and Exchange Commission (SEC) regulates stock markets in the US.

Securities and Exchange Commission (SEC) is the primary regulatory body overseeing the stock markets in the US.
SEC enforces regulations to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Other regulatory bodies such as FINRA (Financial Industry Regulatory Authority) also play a role in overseeing certain aspects of the stock markets.
SEC monitors and regulates activities such as insider trading, market manipulation, and financial disclosures by publicly traded companies.

Accepted Answer

In the US, the Securities and Exchange Commission (SEC) is the main regulator of stock markets, ensuring fair trading and investor protection. Other agencies like the Financial Industry Regulatory Authority (FINRA) also play a role in market regulation.

Who regulates Stock markets in US

Top JPMorgan Chase & Co. Finance Analyst Intern interview questions & answers

Popular interview questions of Finance Analyst Intern

Top HR questions asked in JPMorgan Chase & Co. Finance Analyst Intern