What's your experience in handling SEBI /Exchange inspection.

Question

Accepted Answer

I have experience in handling SEBI/Exchange inspections and ensuring compliance with regulations.

I have worked closely with SEBI and Exchange officials during inspections.
I have ensured that all necessary documents and records are readily available for inspection.
I have conducted internal audits to identify and address any potential compliance issues.
I have implemented policies and procedures to ensure ongoing compliance with regulations.
I have trained staff on compliance requirements and best practices.
For example, during a recent SEBI inspection, I was able to provide all requested documents and answer all questions to the satisfaction of the inspector.

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