AmbitionBox
Jobs
- Reviews
- Salaries
- Interview Questions
- About Company
- Benefits
- Jobs
- Office Photos
- Community
i
RSM US in India
Compare
All Filters
582 RSM US in India Jobs
Independence Compliance Associate 1
2-4 years
Kolkata, Hyderabad / Secunderabad, Gurgaon / Gurugram + 1 more
1 vacancy
Independence Compliance Associate 1
RSM US in India
posted 2mon ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Supports the review and monitoring of personal independence tracking system and restricted securities lists
- Serves as a point of contact to respond and support firm personnel with inquiries related to the investment tracking system and point of contact to liaise between the firm and the vendor
- Participates in the overall Personal Independence Assessment (PIA) process including performing assessments
- Assists with monitoring and administrative tasks for Annual Independence Survey and New Hire Independence Survey
- Monitors shared personal independence compliance mailbox; responds to related inquiries; teams with personal independence compliance team to provide timely, effective service related to personal independence compliance matters for firm personnel
- Supports the personal independence team with other ad hoc requests including acquisition activity, reporting, and other tasks as assigned
- Bachelor s degree - REQUIRED
- Proficiency with Microsoft Office (Excel, Word, Outlook)
- Ability to read and apply rules, regulations, policies and procedures
- Ability to evaluate information against a set of standards
- Ability to develop and maintain applicable professional and internal contacts, resources and networks
- Ability to maintain confidentiality and discretion with respect to internal information
- Exhibit high attention to detail
- 2-4 years of experience in a compliance preferred
- Previous compliance experience in a professional services environment preferred
- Ability to communicate information clearly and concisely, verbally and orally to diverse audiences across the firm and to outside professional contacts
- Demonstrate passion, enthusiasm, and proactivity
- Ability to manage and prioritize multiple projects with various deadlines for multiple supervisors
- Ability to work both independently and within a team
- Proactive, self starting
- Willingness to learn in a fast paced environment
Employment Type: Full Time, Permanent
Read full job descriptionPrepare for Compliance Associate roles with real interview advice
Top RSM US in India Compliance Associate Interview Questions
What people at RSM US in India are saying
What RSM US in India employees are saying about work life
RSM US in India Benefits
Development Flexibility Wellbeing and rewards Inclusion and belonging 
Compare RSM US in India with
Deloitte
PwC
KPMG India
Ernst & Young
Grant Thornton
BDO
Crowe Horwath
Mazars
Baker Tilly Virchow Krause
PKF International
ZS
Mercer
Citco
Willis Towers Watson
WSP
Guidehouse
Nexdigm
McKinsey & Company
Mott MacDonald
Gartner
Similar Jobs for you
RSM US in India Hyderabad / Secunderabad Office Location
Independence Compliance Associate 1
2-4 Yrs
Kolkata, Hyderabad / Secunderabad, Gurgaon / Gurugram +1 more
Associate 2 - Partner Returns - US Tax
0-2 Yrs
Hyderabad / Secunderabad, Gurgaon / Gurugram, Bangalore / Bengaluru
Manager 2, CQRM
5-10 Yrs
Kolkata, Hyderabad / Secunderabad, Bangalore / Bengaluru
Senior Associate - Private Company
2-5 Yrs
Kolkata, Hyderabad / Secunderabad, Gurgaon / Gurugram
Senior Associate - Private Company
2-4 Yrs
Kolkata, Hyderabad / Secunderabad, Gurgaon / Gurugram
