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Senior Compliance Manager - CS/LLB (8-10 yrs)

8-10 years

Senior Compliance Manager - CS/LLB (8-10 yrs)

r3 Consultant

posted 3d ago

Job Role Insights

Job Description

Designation: Sr. Manager - Compliance.

Location: Mumbai (Powai).

Educational Qualification: Qualified CS (ICSI), LLB from Reputed College, Bachelor with 75% min.

Specialization: Compliance ROC, IRDAI compliance added advantage Management Level.

Roles and Responsibilities:

- Handle all Secretarial Standards(SS), ROC, IRDAI& SEBI Compliances any other compliances on a timely & accurate manner.

- Drafting & vetting of all the vendors, Insurance, Leave & License, and other agreements & ensuring all important terms are stipulated so as to protect our interests & in compliance with the law.

- Registration & monitoring of Trademarks, Copyright opposition of Patents, etc. under correct clauses.

- Maintenance of all in-house records in a physical and/ or digital manner such as Statutory Registers, compliance documents, trackers, agreements, minutes / notices, etc.

- Regular updation of in-house compliance software.

- Maintenance of compliance calendar & periodically publishing the status of same.

- Responsible for all compliance of the company & should stay updated with latest developments, Communicate new circulars and interpretation of same to all stakeholders.

- Present monthly detailed review of all aspects of compliance.

Relevant Experience:

- Preferably worked in the compliance department of insurance broking or insurance company.

- No of years of experience: Minimum 8-10 years.

Technical Competencies:

- Experience with Microsoft Outlook, Word, Excel, PowerPoint and WebEx.

- Proficiency in Excel is an essential requirement.

Behavioral competencies:

- Eye for detail, updated with latest guidelines, deadline-oriented, Methodical, Self-driven, solution-oriented, can work Independently, good written and verbal English communication skills.


Functional Areas: Other

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r3 Consultant Benefits

Free Transport
Child care
Gymnasium
Cafeteria
Work From Home
Free Food +6 more
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