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Testing Junior Specialist / QA Manager, Senior QA SME, AVP

DWS Group

8-10 years

Bangalore / Bengaluru

1 vacancy

DWS Investment

posted 7d ago

Key skills for the job

+ 3 more

Job Description

Job Title Quality Testing Officer - Controls Testing Assurance

Corporate Title AVP

Location Bangalore, India

Role Description

The Compliance and AFC Departments seek to protect the Bank s licenses by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct/ethics in connect with the Bank s regulated activities, and driving a culture of compliance and ethical conduct in the Bank.
Controls Testing Assurance CTA seeks to provide independent and objective assurance to the Management Board of the Bank, on the adequacy of the design and effectiveness of the Compliance and AFC Risk Control framework for the areas for which it has been allocated responsibility.

Controls Testung Assurance CTA

CTA is responsible for providing assurance testing on the design and operating effectiveness of the businesses risk and control environment and adherence to applicable regulations and the Bank s policies.
CTA is responsible for developing and executing an annual, risk-based testing plan that covers the risk categories owned by Compliance and AFC.

Overview of Role

The function of this role is to conduct post-publication assessments of the quality of the work produced by the global Testing Team within CTA, on a sample basis, in accordance with approved checklists and the Quality Assurance Key Operrating Documents (KODs).

What we ll offer you

As part of our flexible scheme, here are just some of the benefits that you ll enjoy,

Your key responsibilities

Assess adherence to the KODs in accordance with the assigned remit
Identify and track gaps, improvements and relevant remedial actions
Perform additional ad-hoc tasks relating to the broader Governance of the Testing team
Deliver quality outputs and take ownership of assigned tasks with a proactive approach
Establish and maintain collaborative relationships within team

Your skills and experience

Skills Required

Thorough understanding of Compliance and or AFC risks and Testing requirements
Structured and organised in approach with strong attention to detail, demonstrating a high level of diligence
Performance and results oriented, able to deliver high quality results within tight deadlines
Strong report writing skills
Proven track record of good written and verbal presentation skills and able to communicate the results of work performed clearly clearly and concisely
Good analytical skills including previous experience in Compliance and or AFC Management Information reporting
Able to work independently with minimum direction

Experience and Education

5+ year(s) of experience working in the Anti-Financial Crime or Compliance field in a large financial institution. Experience in similar type policy, governance or QA roles would be an advantage
Good understanding of financial crime or Compliance risks and internal controls
Excellent written, research, problem solving and decision-making skills
Strong attention to detail and the ability to multitask is a key requirement of this role
Ability to work independently and accurately within tight deadlines while prioritising workload with minimal supervision
Ability to identify, escalate and communicate issues in an effective and succinct manner.
Strong communication skills, both written and verbal
Proficiency with Excel, Word, Powerpoint
Fluent in English

How we ll support you