Assistant Manager Corporate Audit Services

1) Audit Approach
- Carry Out pre audit assessment basis previous audit, new initiatives, industry trend.
- Conduct opening meeting with auditee and inform them on the coverage, plan and scope of audit.
- Discuss MAAS (Management Awareness and Audit score) with the auditee and understand the end to end. process in order to identify the automated and manual risks involved in the process.
- Identify risks and share observations with the auditee.
- Assign scores based on observations.
- Draft the audit report in a PPT detailing the audit observations and proposed recommendations.
- Finalize the audit report after obtaining corrective / preventive action from auditee.
- Present audit deck along with MAAS to the Audit Committee in quarterly meetings.
- Follow up with the auditee for closure / extension of observations due for compliance as per the due date.
- Conduct at least 2 audits in each quarter.
2) TAT management
- Audit closure with final audit report & discussion atleast 2 weeks prior to quarter end.
Timely follow up & closure / extension of open observations of previous audits.
3) Documentation and linking of evidence
- Follow the Risk Control Matrix and plot the risk identified
- Link working papers as annexures to the RCM
4) Special Assignments
- Co-ordinate for internal and external trainings based on requirement

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