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42 Apollo Global Management Jobs
Associate- SOX
Athene
·
5-7 years
₹ 15 - 36L/yr (AmbitionBox estimate)
Mumbai
1 vacancy
Associate- SOX
Apollo Global Management
posted 21d ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Become a trusted advisor and go-to controls person for the business.
- Liaise with process owners to understand processes, risks, and controls.
- Be an accountable player, driving operational excellence and productivity by executing SOX activities with the wider SOX team.
- Commit to clear, concise, and consistent reporting of status and results, from transition plans to weekly dashboards.
- Be responsible for SOX tool readiness and updates for the respective portfolio.
- Ensure control language, IPEs, and test steps are up to date prior to launching new control.
- Prepare a tracker for testing of the respective control for upload to the SOX tool.
- Assist in setting testing milestones in line with the central testing plan and manage timelines accordingly.
- Ensure control dependencies are properly identified and tested for the period being tested.
- Continuously monitor process changes and maintain new control attestations when required.
- Send data requests to process owners and track receipt of IPE, following up where necessary.
- Coordinate with Team Leads on the status of any cross-referenced controls in their own control test steps and ensure the referenced control was tested for reliance.
- Apply audit methodology and standards to all assigned audits.
- Prepare testing workpapers and SOX tool details for the respective controls prior to submitting to the External Auditor.
- Review External Auditors comments and communicate/discuss responses with the External Auditor.
- Monitor sampling reset for new control attestation and/or deficiency testing.
- Report control assessment status and follow up on IPE with the Process Owner (PO).
- Escalate bottlenecks where necessary to the Portfolio Team lead.
- Review and evaluate potential deficiencies (Management, SOX, External Audit, Enterprise Relationship Management, Internal Audit) with testers and PO once identified.
- Engage and report issues to Portfolio Team Leads and SOX Office in a timely manner to assist in evaluation.
- Track remediations, including management status and SOX testing to close.
- Propose changes to the SOX tool based on discussion and agreement with PO.
- Go through the change management process (Approved by Senior Lead).
- Review changes made in the SOX tool to ensure accuracy and completeness.
- A minimum of 5-7 years experience in Controls and Sarbanes Oxley 404, COSO, IPE s.
- Previous experience in Big 4 or Investment management industry in Asset Management engagements (i.e., Private Equity, Funds and Valuation engagements), insurance industry experience would be a plus.
- Qualified Chartered Accountant or BS/BA degree in Accounting/Finance.
- CPA/MBA/CSOE certification preferred.
- CISA or equivalent certification preferred (only for IT portfolio roles).
- Proficient in Microsoft Excel, Visio and PowerPoint; experience in GRC Tools- Archer a plus (preferred).
- Strong IT risk & controls and Sarbanes Oxley expertise (only for IT portfolio roles).
- A forward thinking, creative individual with high ethical standards.
- Detailed oriented with the ability to manage multiple priorities and meet timely deliverables.
- Comfortable operating both in a team environment and independently.
- Strong analytical and problem-solving skills.
- Strong written and oral communication skills and presence capabilities.
Employment Type: Full Time, Permanent
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What people at Apollo Global Management are saying
Rating based on 17 Associate
reviews
Anonymous · BFSI, Investments & Trading
in Mumbai
Salary is good with high standard office. Free meals. Lots of engagement activity happens. Good structure of recognition.
- Salary - Excellent
Lots of things are promoting only on paper but not getting properly implemented. No opportunity horizontally. Hiring manager ask for experience for IJP which is not possible. Company doesn't care about Employee loyalty. Even consistent high performer get sidelined.
- Skill development - Poor
Associate salary at Apollo Global Management
What Apollo Global Management employees are saying about work life
Apollo Global Management Benefits
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