Senior Governance & Control Assessment

In this role, you will:

• Manage the development, implementation, and monitoring of a risk-based program for a business or large functional area with moderate to high risk to identify, assess and mitigate operational risk that arises from inadequate or failed internal processes, people, systems, or external events
• Maintain a balance between risk mitigation and operational efficiency
• Evaluate the adequacy and effectiveness of policies, procedures, processes, systems, and internal controls
• Analyze business and system changes to determine impact, assess operational risk issues, and assign risk ratings consistent with established policy standards
• Provide operational risk expertise and consulting to complex business units for initiatives with high risk
• Design and develop testing strategies, methodologies and analyses
• Consult with the business to develop corrective action plans and effectively manage change
• Identify training opportunities
• Design and coordinate the development of training materials and coordinate or deliver training
• Report findings and develop business cases to influence management on the need for controls to mitigate risk
• Manage and coordinate production of periodic operational risk performance reports for management, including trend research and recommended strategies
• Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals

Required Qualifications:

• 4+ years of Operational Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Overall 4+ yrs of experience with hands on experience with RCSA, Risk assessment, control reviews.
• Exposure to Banking business domains and Technolgy processes
• Ability to understand the risk exposures and identify potential emerging risks from banking technology processes.
• Any skills in automation such as Python, excel macros, or reporting and AI are additional advantage

Job Expectations:

• Knowledge and understanding of continuous monitoring tools/detection tools/controls/processes including technology processes, and ability to identify emerging risks and offer mitigations recommendations
• Business domain knowledge on Banking business functions processes
• Experience with Risk Appetite Metric and Key Indicator programs
• Experience with Risk Control Self-Assessment (RCSA) process
• Experience with Operational Risk Event (ORE) assessment process
• Experience with Enterprise Risk Identification (ERID) assessment process
• Experience with Tableau and other visualization tools, with the ability to incorporate a visual data story into an actionable narrative for executive audience
• Knowledge of SHRP and other risk systems
• Experience in establishing and managing training programs
• Ability to review and develop work plans and effectively summarize results