Regulatory Operations Analyst

Role Description

The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements

• Executing assigned Regulatory Reporting production activities.
• Ensure 4 eye principal is being followed in the team.
• Conduct spot checks to ensure and document adherence.
• Maintain up to date process manuals and process reviews.
• Manage queries within team and resolve them with help of onshore colleagues if required.
• Assist manager in reviewing process changes and update procedures.
• Plan back up for team during their leaves.
• Escalate all issues in time, to the appropriate level, to avoid any adverse impact on the business.
• Maintain clear and prompt communication with departments like risk, front office, and performance measurement, IT etc.
• Ensure teamwork culture is practiced.
• Get involved in process improvement projects driven by the management.
• Ensure proper back-ups created and assist other teams during contingencies (Staff shortage, high volumes etc)

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• To ensure processes are performed as per defined Key Operating Processes. (KOP).
• The Operation Analyst will be responsible for completion of day-to-day activity as per standards and ensure accurate and timely delivery of assigned production duties.
• You needs to ensure team adherence to all cut-off times/deadlines and quality of processing as maintained in SLAs.
• You should ensure that all queries/first-level escalations related to routine activities are responded to within the period specified.
• Needs to conduct checks and maintain documentation to ensure that there are sufficient records for future reference.
• Should take responsibility and act as backup for the team colleagues in their absence and share best practices with the team.
• To escalates unusual activity (new client activity, slow systems, delayed approvals, deviations form KOP).
• Awareness of risks attached to the processes and escalation of potential risks to the bank to Team Manager.
• To communicate with the stakeholders to share any process specific updates or to escalate any issues.

Your skills and experience

• Basic understanding of Regulatory Reporting & Asset Management.
• 0-2 years of experience. (Regulatory experience (MIFID, EMIR, etc.) would be beneficial).
• Knowledge & usage of applications like Aladdin, Bloomberg would be an added advantage.
• Good communication (verbal & written) and interpersonal skills.
• Willingness to take on responsibility, priorities work and mange time effectively and learn new tasks.
• Sound desktop PC skills including Microsoft Office
• Ability to work quick and accurately, even under tight deadlines.
• Team-playing skills and flexibility in working hours.